SEC Filings

Form S-4
EQUINIX INC filed this Form S-4 on 12/29/1999
Document Outline
Entire Document (1656.6 KB)
Subdocument 1 - S-4 - FORM S-4
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - PRELIMINARY PROSPECTUS
Page 3 - TABLE OF CONTENTS
Page 4 - SUMMARY
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - Statement of Operations Data:
Page 13 - RISK FACTORS
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - FORWARD-LOOKING STATEMENTS
Page 23 - USE OF PROCEEDS
Page 24 - CAPITALIZATION
Page 25 - Statement of Operations Data:
Page 26 - MANAGEMENT'S DISCUSSION AND ANALYSIS OF
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - BUSINESS
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Page 34 - N/A
Page 35 - N/A
Page 36 - N/A
Page 37 - N/A
Page 38 - N/A
Page 39 - N/A
Page 40 - MANAGEMENT
Page 41 - N/A
Page 42 - N/A
Page 43 - N/A
Page 44 - N/A
Page 45 - RELATED-PARTY TRANSACTIONS
Page 46 - N/A
Page 47 - PRINCIPAL STOCKHOLDERS
Page 48 - N/A
Page 49 - DESCRIPTION OF OTHER INDEBTEDNESS
Page 50 - N/A
Page 51 - N/A
Page 52 - THE EXCHANGE OFFER
Page 53 - N/A
Page 54 - N/A
Page 55 - N/A
Page 56 - N/A
Page 57 - N/A
Page 58 - N/A
Page 59 - N/A
Page 60 - N/A
Page 61 - DESCRIPTION OF THE EXCHANGE NOTES
Page 62 - N/A
Page 63 - N/A
Page 64 - N/A
Page 65 - N/A
Page 66 - N/A
Page 67 - N/A
Page 68 - N/A
Page 69 - N/A
Page 70 - N/A
Page 71 - N/A
Page 72 - N/A
Page 73 - N/A
Page 74 - N/A
Page 75 - N/A
Page 76 - N/A
Page 77 - N/A
Page 78 - N/A
Page 79 - N/A
Page 80 - N/A
Page 81 - N/A
Page 82 - N/A
Page 83 - N/A
Page 84 - N/A
Page 85 - N/A
Page 86 - N/A
Page 87 - N/A
Page 88 - Section 17A of the Exchange Act. DTC was created to hold securities for its
Page 89 - N/A
Page 90 - N/A
Page 91 - UNITED STATES FEDERAL INCOME TAX CONSIDERATIONS
Page 92 - N/A
Page 93 - N/A
Page 94 - N/A
Page 95 - N/A
Page 96 - PLAN OF DISTRIBUTION
Page 97 - AVAILABLE INFORMATION
Page 98 - INDEX TO CONSOLIDATED FINANCIAL STATEMENTS
Page 99 - INDEPENDENT AUDITORS' REPORT
Page 100 - CONSOLIDATED BALANCE SHEETS
Page 101 - CONSOLIDATED STATEMENTS OF OPERATIONS
Page 102 - CONSOLIDATED STATEMENTS OF STOCKHOLDERS' EQUITY
Page 103 - CONSOLIDATED STATEMENTS OF CASH FLOWS
Page 104 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
Page 105 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 106 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 107 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 108 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 109 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 110 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 111 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 112 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 113 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 114 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 115 - NOTES TO CONSOLIDATED FINANCIAL STATEMENTS--(Continued)
Page 116 - LOGO
Page 117 - Item 20. Indemnification of Directors and Officers
Page 118 - N/A
Page 119 - Item 22. Undertakings
Page 120 - section 10(a)(3) of the Act and is used in connection with an offering of
Page 121 - SIGNATURES
Page 122 - INDEX TO EXHIBITS
Page 123 - N/A
Subdocument 2 - EX-3.1 - AMENDED & RESTATED CERTIFICATE OF INCORPORATION
Page 1 - EXHIBIT 3.1
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - Section 4 hereof, the shares so converted shall be cancelled and shall not be
Page 13 - Section 174 of the General Corporation Law, or (iv) for any transaction from
Page 14 - Section 228 of the General Corporation Law.
Page 15 - N/A
Subdocument 3 - EX-3.2 - BYLAWS OF THE REGISTRANT
Page 1 - EXHIBIT 3.2
Page 2 - TABLE OF CONTENTS
Page 3 - N/A
Page 4 - N/A
Page 5 - Section 3.2 of this Article, and each director elected shall hold office until
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Subdocument 4 - EX-4.4 - ESCROW AGREEMENT DATED DECEMBER 1, 1999
Page 1 - EXHIBIT 4.4
Page 2 - Section 8 102(a)(7) of the Revised UCC and (ii) with respect to Book-Entry
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - Section 2(d). In connection with clause (A) above, Escrow Agent will maintain
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - Section 3, upon receipt of written notice from Trustee of the acceleration of
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - Section 6; (iv) making of any payments or taking any acts under Section 11; and
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - EXHIBIT A
Page 25 - N/A
Page 26 - N/A
Subdocument 5 - EX-4.8 - PURCHASE AGREEMENT DATED NOVEMBER 24, 1999
Page 1 - EXHIBIT 4.8
Page 2 - PURCHASE AGREEMENT
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - Section 4(a); accordingly, subject to the foregoing, neither such Initial
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - Section 8 of notice of the commencement of any action, such indemnified party
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - SCHEDULE I
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Page 34 - EXHIBIT A
Page 35 - N/A
Subdocument 6 - EX-10.1 - INDENTURE DATED DECEMBER 1, 1999
Page 1 - EXHIBIT 10.1
Page 2 - TABLE OF CONTENTS
Page 3 - SECTION 4.07. Restricted Payments...............................................................
Page 4 - SECTION 8.01. Option to Effect Legal Defeasance or Covenant Defeasance..........................
Page 5 - EXHIBIT A-1 FORM OF NOTE......................................................................
Page 6 - SECTION 1.1 Definitions.
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - SECTION 1.2 Other Definitions.
Page 25 - SECTION 1.3 Trust Indenture Act Definitions
Page 26 - SECTION 2.1 Form and Dating.
Page 27 - SECTION 2.2 Execution and Authentication.
Page 28 - SECTION 2.3 Registrar and Paying Agent.
Page 29 - SECTION 2.6 Transfer and Exchange.
Page 30 - item (1) thereof; and
Page 31 - N/A
Page 32 - N/A
Page 33 - Section 5 of the Registration Rights Agreement in the applicable Letter of
Page 34 - N/A
Page 35 - N/A
Page 36 - N/A
Page 37 - N/A
Page 38 - N/A
Page 39 - N/A
Page 40 - N/A
Page 41 - SECTION 2.7 Replacement Notes.
Page 42 - SECTION 2.8 Outstanding Notes.
Page 43 - SECTION 2.10 Temporary Notes.
Page 44 - SECTION 2.13 Cusip Numbers.
Page 45 - SECTION 3.4 Effect of Notice of Redemption.
Page 46 - SECTION 3.6 Notes Redeemed in Part.
Page 47 - Section 4.10 hereof (the "Offer Amount") or, if less than the Offer Amount has
Page 48 - SECTION 4.1 Payment of Notes.
Page 49 - SECTION 4.2 Maintenance of Office or Agency.
Page 50 - SECTION 4.5 Taxes.
Page 51 - SECTION 4.6 Stay, Extension and Usury Laws.
Page 52 - N/A
Page 53 - Section 4.07) in an amount equal to the fair market
Page 54 - SECTION 4.8 Dividend and Other Payment Restrictions Affecting Restricted
Page 55 - N/A
Page 56 - SECTION 4.9 Incurrence of Indebtedness and Issuance of Preferred Stock.
Page 57 - Section 4.03;
Page 58 - Section 4.09(b)(i) through (viii) above, or is permitted under the first
Page 59 - SECTION 4.11 Transactions with Affiliates.
Page 60 - N/A
Page 61 - SECTION 4.12 Liens.
Page 62 - SECTION 4.15 Business Activities.
Page 63 - N/A
Page 64 - SECTION 4.18 Status as Investment Company.
Page 65 - SECTION 5.2 Successor Corporation Substituted.
Page 66 - N/A
Page 67 - SECTION 6.2 Acceleration
Page 68 - SECTION 6.5 Control by Majority.
Page 69 - SECTION 6.8 Collection Suit by Trustee.
Page 70 - Section 7.07 hereof, including payment of all compensation, expense and
Page 71 - SECTION 7.2 Rights of Trustee.
Page 72 - SECTION 7.3 Individual Rights of Trustee.
Page 73 - SECTION 7.5 Notice of Defaults.
Page 74 - SECTION 7.8 Replacement of Trustee.
Page 75 - SECTION 7.9 Successor Trustee by Merger, Etc.
Page 76 - SECTION 8.1 Option to Effect Legal Defeasance or Covenant Defeasance.
Page 77 - Section 8.03, subject to the satisfaction of the conditions set forth in Section
Page 78 - SECTION 8.5 Deposited Money and Government Securities to Be Held in
Page 79 - SECTION 8.7 Reinstatement.
Page 80 - SECTION 9.2 With Consent of Holders.
Page 81 - Section 9.02 to approve the particular form of any proposed amendment or waiver,
Page 82 - SECTION 9.5 Notation on or Exchange of Notes.
Page 83 - SECTION 10.2 Application of Trust Money.
Page 84 - Section 314(d) may be made by an officer of the Company, except in cases where
Page 85 - SECTION 12.1 Trust Indenture Act Controls.
Page 86 - N/A
Page 87 - SECTION 12.3 Communication by Holders with Other Holders.
Page 88 - SECTION 12.6 Rules by Trustee and Agents.
Page 89 - SECTION 12.10 No Adverse Interpretation of Other Agreements.
Page 90 - N/A
Page 91 - EXHIBIT A-1
Page 92 - N/A
Page 93 - N/A
Page 94 - N/A
Page 95 - Section 2.12 of the Indenture with respect to defaulted interest. The Notes
Page 96 - N/A
Page 97 - N/A
Page 98 - N/A
Page 99 - N/A
Page 100 - N/A
Page 101 - ASSIGNMENT FORM
Page 102 - Section 4.10 or 4.14 of the Indenture, check the box below:
Page 103 - N/A
Page 104 - EXHIBIT A-2
Page 105 - N/A
Page 106 - Section 1271 et seq. of the Internal Revenue Code. For each $1,000 of principal
Page 107 - N/A
Page 108 - N/A
Page 109 - N/A
Page 110 - Section 2.12 of the Indenture with respect to defaulted interest. The Notes
Page 111 - N/A
Page 112 - N/A
Page 113 - N/A
Page 114 - N/A
Page 115 - N/A
Page 116 - ASSIGNMENT FORM
Page 117 - OPTION OF HOLDER TO ELECT PURCHASE
Page 118 - SCHEDULE OF EXCHANGES OF REGULATION S TEMPORARY GLOBAL NOTE
Page 119 - EXHIBIT B
Page 120 - N/A
Page 121 - N/A
Page 122 - N/A
Page 123 - ANNEX A TO CERTIFICATE OF TRANSFER
Page 124 - EXHIBIT C
Page 125 - N/A
Page 126 - N/A
Subdocument 7 - EX-10.2 - WARRANT AGREEMENT DATED DECEMBER 1, 1999
Page 1 - EXHIBIT 10.2
Page 2 - TABLE OF CONTENTS
Page 3 - SECTION 4.5 Registration of Shares...............................................................
Page 4 - N/A
Page 5 - N/A
Page 6 - SECTION 1.1 Issuance of Warrants. Warrants comprising part of the
Page 7 - SECTION 1.2 Form of Warrant Certificates. The Warrant Certificates
Page 8 - SECTION 1.5 Temporary Warrant Certificates. Pending the preparation
Page 9 - SECTION 1.6 Separation of Warrants and Notes. The Notes and the
Page 10 - N/A
Page 11 - N/A
Page 12 - Section 1.08.
Page 13 - N/A
Page 14 - SECTION 1.9 Lost, Stolen, Destroyed, Defaced or Mutilated Warrant
Page 15 - SECTION 1.10 Offices for Exercise, etc. So long as any of the
Page 16 - SECTION 2.2 Exercise, Exercise Price, Settlement and Delivery. (a)
Page 17 - N/A
Page 18 - SECTION 2.3 Cancellation of Warrant Certificates. In the event the
Page 19 - SECTION 3.2 Obtaining Stock Exchange Listings. The Company will from
Page 20 - SECTION 4.3 Rules 144 and 144A. The Company covenants that it will
Page 21 - Section 5.03; or
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Page 25 - N/A
Page 26 - SECTION 5.2 Fractional Shares. The Company will not be required to
Page 27 - SECTION 5.3 Certain Distributions. If at any time the Company
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Page 31 - SECTION 6.3 Resignation and Appointment of Successor. (a) The
Page 32 - SECTION 7.1 Amendment. This Agreement and the terms of the
Page 33 - SECTION 7.2 Notices and Demands to the Company and Warrant Agent.
Page 34 - SECTION 7.4 Notices to Holders. Notices to holders of Warrants
Page 35 - SECTION 7.8 Counterparts. This Agreement may be executed in any
Page 36 - N/A
Page 37 - EXHIBIT A
Page 38 - N/A
Page 39 - N/A
Page 40 - N/A
Page 41 - N/A
Page 42 - N/A
Page 43 - N/A
Page 44 - N/A
Page 45 - N/A
Page 46 - SCHEDULE OF EXCHANGES OF CERTIFICATED WARRANTS1
Page 47 - EXHIBIT B
Page 48 - EXHIBIT C
Page 49 - N/A
Page 50 - EXHIBIT D
Page 51 - N/A
Page 52 - N/A
Page 53 - EXHIBIT E
Page 54 - N/A
Page 55 - EXHIBIT F
Page 56 - N/A
Subdocument 8 - EX-10.3 - COMMON STOCK REGISTRATION RIGHTS AGREEMENT
Page 1 - EXHIBIT 10.3
Page 2 - N/A
Page 3 - Section 2.1.
Page 4 - Section 2.1.
Page 5 - Section 3.2(a).
Page 6 - Section 2.1.
Page 7 - Section 2.3(c).
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 2.1, and no failure to effect a registration under this Section 2.2 and
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - Section 5 is for any reason held to be unavailable to the indemnified parties
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Page 25 - N/A
Page 26 - N/A
Page 27 - MICROSOFT CORPORATION
Page 28 - N/A
Subdocument 9 - EX-10.4 - REGISTRATION RIGHTS AGREEMENT
Page 1 - EXHIBIT 10.4
Page 2 - TABLE OF CONTENTS
Page 3 - REGISTRATION RIGHTS AGREEMENT
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 3, or (2) a Prospectus contained in an Exchange Offer Registration
Page 11 - N/A
Page 12 - N/A
Page 13 - Section 5(a) hereof) file with the SEC, at the Company's sole expense, a
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - Section 5(n)(iii) (including, without limitation, the expenses of any special
Page 18 - N/A
Page 19 - N/A
Page 20 - Section 7 will be in addition to any liability which the Indemnifying Persons
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Subdocument 10 - EX-10.5 - FORM OF INDEMNIFICATION AGREEMENT
Page 1 - EXHIBIT 10.5
Page 2 - N/A
Page 3 - N/A
Page 4 - Section 13 of this Agreement, and the
Page 5 - Section 6 to determine whether Indemnitee is entitled to indemnification shall
Page 6 - Section 6 of this Agreement that Indemnitee is not entitled to indemnification
Page 7 - Section 6(b).
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - COMPANY
Subdocument 11 - EX-10.6 - AMENDED AND RESTARTED INVESTORS RIGHTS AGREEMENT
Page 1 - EXHIBIT 10.6
Page 2 - TABLE OF CONTENTS
Page 3 - AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT
Page 4 - N/A
Page 5 - N/A
Page 6 - Section 1.3(c), use all reasonable best efforts to cause to be registered under
Page 7 - section 1.4:
Page 8 - Section 1 to effect the registration of any Registrable Securities, the Company
Page 9 - N/A
Page 10 - N/A
Page 11 - Section 1.9 shall survive the completion of any offering of Registrable
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - Section 2.4, Investor includes any general partners and affiliates of an
Page 16 - N/A
Page 17 - N/A
Page 18 - SIGNATURE PAGE TO THE INVESTORS' RIGHT AGREEMENT
Page 19 - SIGNATURE PAGE TO THE INVESTORS' RIGHT AGREEMENT
Subdocument 12 - EX-10.7 - AMENDMENT TO THE INVESTORS RIGHTS AGREEMENT
Page 1 - EXHIBIT 10.7
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - PAUL AND JANE BARYAMES
Subdocument 13 - EX-10.8 - THE REGISTRANT'S 1998 STOCK OPTION PLAN
Page 1 - EXHIBIT 10.8
Page 2 - SECTION 1. ESTABLISHMENT AND PURPOSE........................................................ 1
Page 3 - SECTION 7. PAYMENT FOR SHARES............................................................... 6
Page 4 - SECTION 1. ESTABLISHMENT AND PURPOSE.
Page 5 - SECTION 4. STOCK SUBJECT TO PLAN.
Page 6 - SECTION 6. TERMS AND CONDITIONS OF OPTIONS.
Page 7 - N/A
Page 8 - N/A
Page 9 - SECTION 7. PAYMENT FOR SHARES.
Page 10 - SECTION 8. ADJUSTMENT OF SHARES.
Page 11 - SECTION 9. SECURITIES LAW REQUIREMENTS.
Page 12 - SECTION 12. DEFINITIONS.
Page 13 - Section 422(b) of the Code.
Page 14 - N/A
Subdocument 14 - EX-21.1 - LIST OF SUBSIDIARIES
Page 1 - EXHIBIT 21.1
Subdocument 15 - EX-23.1 - CONSENT OF KPMG LLP
Page 1 - EXHIBIT 23.1
Subdocument 16 - EX-27.1 - FINANCIAL DATA SCHEDULE
Page 1 - N/A
Print Page E-mail Page RSS Feeds E-mail Alerts IR Contacts